Retirement Plan Services

Bason Asset Management provides fiduciary investment advisory services to 401(k), Profit Sharing and Defined Benefit retirement plans under a flat fee structure.  Fees for a typical retirement plan are $4,500. Bason Asset Management does not participate in revenue sharing arrangements with recordkeeping platforms, Third Party Administrators, investment companies or custodial platforms. When needed, we will aid plan sponsors in evaluating options for outside service providers.

Bason provides the following services to retirement plan sponors:

Investment Selection & Monitoring

  • Develop Investment Policy Statement
  • Identify asset classes appropriate for client portfolios
  • Conduct due diligence for investment options
  • Choose investments for the plan
  • Develop model portfolios for plan participants
  • Maintain and rebalance model portfolios
  • Monitor and observe investment expenses
  • Identify Qualified Default Investment Alternatives
  • Assist plan participants in selecting investments

Administrative

  • Support DOL and IRS audits, as needed
  • Monitor third party service providers, including recordkeeper and TPA
  • Check recordkeeper services for plan compliance
  • Conduct participant enrollment meetings
  • Conduct participant education sessions
  • Review enrollment and other education materials provider by plan’s recordkeeper
  • Serve as liaison between TPA and recordkeeper service providers

If you feel that the services offered above would be a good fit for your small business retirement plan, please contact us or email James Osborne directly.